SIGNIFICANT PLACEMENTS WE'VE MADE

External Wholesaler Placements (Regional VP, Regional Director, and SVP level positions covering Wirehouses, IBDs, and RIAs):
(Mutual Funds, SMAs, ETFs, Alternatives, Variable Annuities)

Chicago (multiple), New Jersey, New York City (multiple), Kansas City, Michigan (multiple), Ohio (multiple), Houston (multiple), Indiana, Denver, San Francisco (multiple), Boston, Pittsburgh, Seattle, Mid-Atlantic, North Carolina, Atlanta (multiple), Southern California: San Diego, Los Angeles, Inland Empire (multiple), Dallas, Philadelphia, Miami, Central Florida, St. Louis, Louisiana, Arizona, Utah

Internal/Hybrid Wholesaler Placements:

New York City (multiple), Chicago, Baltimore (multiple), Columbus, OH (multiple), Dallas (multiple), Atlanta (multiple)

Financial Advisor/Financial Representative Placements:

Multiple hires in Florida, Connecticut, Chicago, New Jersey, Seattle, North Carolina, Michigan, Virginia, and Indiana

Business Development Officers/High Net Worth Sales Placements:

San Diego, Chicago, Miami, Boston, San Francisco

Trust Sales/Trust Development Officer Placements:

New England

Management/Leadership Placements-Internal, Divisional, and National:

New York City (multiple), Southeast

Liquidity/Money Market Fund Sales Placements:

Southeast, San Francisco, Houston, Boston, Los Angeles, New York City, Baltimore

National Account/Key Account/Head of National Accounts Placements:

New York City (multiple)

401(k)/Retirement Plan Sales Placements:

Los Angeles, Southeast, Midwest

Sub-Advisory Sales (Internal and External) Placements:

Boston, Los Angeles, New York City (multiple), San Francisco

Director of Operations, Director of Compliance, Risk Management Placements:
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Southeast, New England